Securities and Financial Services Industry

With extensive experience in securities and financial services industry matters, Outten & Golden is able to represent employees effectively and efficiently in these specialized fields.

Our lawyers have the broad knowledge and diverse skills required to handle the range of legal issues unique to these industries:

  • NASD & NYSE mediations, arbitrations, and litigations
  • Sarbanes-Oxley claims
  • Commission and compensation disputes
  • Offer letters, employment agreements, and severance agreements
  • Bonus disputes and claims
  • U-5 defamation
  • International/multinational agreements, including expatriate agreements
  • Discrimination, harassment, and retaliation claims

* Practice Group Leadership: Laurence S. Moy and Piper Hoffman

* Contact us