Securities and Financial Services Industry

With extensive experience in securities and financial services industry matters, Outten & Golden is able to represent employees effectively and efficiently in these specialized fields.

Our lawyers have the broad knowledge and diverse skills required to handle the range of legal issues unique to these industries:

NASD & NYSE mediations, arbitrations, and litigations
Sarbanes-Oxley claims
Commission and compensation disputes
Offer letters, employment agreements, and severance agreements
Bonus disputes and claims
U-5 defamation
International/multinational agreements, including expatriate agreements
Discrimination, harassment, and retaliation claims

* Practice Group Leadership: Laurence S. Moy and Piper Hoffman

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